Compliance Senior Manager

Responsibilities :

• Responsible for reporting and communication with regulatory authorities such as IDX and OJK to ensure the company operates in compliance.
• Responsible for preparing relevant documents and managing the approval process for new license applications and newly acquired companies.
• Responsible for reviewing and updating SOPs for the company’s account opening, trading, and margin trading operations.
• Responsible for collecting market compliance and risk control updates and coordinating with department heads accordingly.
• Directly report compliance risk incidents, user protection issues, and other significant risks to the company’s core management team.

Qualifications :

PT Tuntun Sekuritas Indonesia is an Indonesian securities company regulated by OJK. Founded in 1999 under the name Quattro Asia Sekuritas and registered with the OJK license number KEP-04 / PM / PPE / 2000. In December 2023, the company was officially changed to PT Tuntun Sekuritas Indonesia, owned by Antai Securities. Antai Securities holds securities licenses for securities trading, asset management, and investment advisory in Hong Kong, focusing on securities research, securities investment, and other businesses. The company's backbone team has invested more than US $10 billion in Asia & North America and has invested more than US $20 million in Indonesia.

PT Tuntun Sekuritas Indonesia is an equal opportunities employer and welcomes applications from qualified candidates.

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